Firm profile

TAR RIVER WEALTH PLANNING, LLC

LOUISBURG, NCCRD 328530Latest ADV February 2, 2026

Tar River Wealth Planning, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Louisburg, NC. Its latest Form ADV filing, dated February 2, 2026, reports $401M in regulatory assets under management, 9 employees, 1 office, and 1,283 accounts.

Assets Under Management
$401M
Employees
9
Offices
1 office
Total Clients
483
Primary office
LOUISBURG, NC
109 N MAIN ST, LOUISBURG, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOArturo Y. C. Lumpkin
CCOArturo Y. C. Lumpkin
CFOLouis A. Wheless

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 77.2% of total clients.
Top client categories% of clientsClients
1
Individuals
77.2%
373
2
HNWI
19.9%
96
3
Charitable
1.2%
6
4
Pension Plans
0.8%
4
5
Corporations
0.8%
4
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$401Mas of February 2, 2026
Discretionary64.7%
$260M
65% of total RAUM64.7%
Non-discretionary35.3%
$142M
35% of total RAUM35.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$401M
Total Accounts1,283
10Y AUM Change+$401M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee54:1
10Y Employee Change+1 (+12.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.