Lucas Group Financial Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Freeport, IL. Its latest Form ADV filing, dated March 30, 2026, reports $338M in regulatory assets under management, 9 employees, 2 offices, and 1,176 accounts.
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 79.3% of total clients.
Top client categories% of clientsClients
1
Individuals
79.3%
340
2
HNWI
17.7%
76
3
Charitable
1.6%
7
4
Corporations
1.4%
6
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$338Mas of March 30, 2026
Discretionary86.6%
$292M
87% of total RAUM86.6%
Non-discretionary13.4%
$45M
13% of total RAUM13.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$338M
Total Accounts1,176
10Y AUM Change+$231M (+215.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee48:1
10Y Employee Change+7 (+350.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.