SOUTHERN PINES, NCCRD 326353Latest ADV March 26, 2026
The Pines Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Southern Pines, NC. Its latest Form ADV filing, dated March 26, 2026, reports $486M in regulatory assets under management, 4 employees, and 957 accounts.
Assets Under Management
$486M
Employees
4
Offices
--
Total Clients
262
Primary office
SOUTHERN PINES, NC
104 BRADFORD VILLAGE COURT, SOUTHERN PINES, NC, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 55.0% of total clients.
Top client categories% of clientsClients
1
HNWI
55.0%
144
2
Individuals
45.0%
118
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$486Mas of March 26, 2026
Discretionary100.0%
$486M
100% of total RAUM100.0%
Non-discretionary0.0%
$149K
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$486M
Total Accounts957
10Y AUM Change+$486M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee66:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.