Rossby Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Melbourne, FL. Its latest Form ADV filing, dated April 6, 2026, reports $566M in regulatory assets under management, 7 employees, 15 offices, and 2,544 accounts.
Top client segmentIndividuals represent 93.6% of total clients.
Top client categories% of clientsClients
1
Individuals
93.6%
3,659
2
HNWI
6.1%
238
3
Pension Plans
0.3%
11
4
Corporations
0.1%
2
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$855Mas of May 28, 2026
Discretionary98.8%
$844M
99% of total RAUM98.8%
Non-discretionary1.2%
$10M
1% of total RAUM1.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$855M
Total Accounts3,910
10Y AUM Change+$855M
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee559:1
10Y Employee Change+6 (+600.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.