Tri-Ad Capital Management I, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Escondido, CA. Its latest Form ADV filing, dated March 23, 2026, reports $619M in regulatory assets under management, 1 employee, 1 office, and 55 accounts.
Assets Under Management
$619M
Employees
1
Offices
1 office
Total Clients
43
Primary office
ESCONDIDO, CA
221 W. CREST ST., STE. 300, ESCONDIDO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentPension Plans represent 65.1% of total clients.
Top client categories% of clientsClients
1
Pension Plans
65.1%
28
2
Individuals
34.9%
15
Categories with <5 clients
HEALTH SAVINGS ACCOUNT<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$619Mas of March 23, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$619M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$619M
Total Accounts55
10Y AUM Change+$257M (+71.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee43:1
10Y Employee Change-4 (-80.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.