Firm profile

CORNERSTONE FINANCIAL GROUP

APPLETON, WICRD 324255Latest ADV February 17, 2026

Cornerstone Financial Group is an SEC registered investment adviser organized as a limited liability company with a primary office location in Appleton, WI. Its latest Form ADV filing, dated February 17, 2026, reports $220M in regulatory assets under management, 5 employees, 2 offices, and 1,429 accounts.

Assets Under Management
$220M
Employees
5
Offices
2 offices
Total Clients
579
Primary office
APPLETON, WI
158 E NORTHLAND AVE, APPLETON, WI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOTroy M. Leonard

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 90.3% of total clients.
Top client categories% of clientsClients
1
Individuals
90.3%
523
2
HNWI
9.7%
56

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$220Mas of February 17, 2026
Discretionary99.7%
$219M
100% of total RAUM99.7%
Non-discretionary0.3%
$695K
0% of total RAUM0.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$220M
Total Accounts1,429
10Y AUM Change+$220M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee116:1
10Y Employee Change-5 (-50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.