Firm profile

Fiera Comox Partners Inc.

MONTREAL, QUEBEC, CanadaCRD 323679Registration Status: ApprovedEffective since July 24, 2023SEC # 801-128385Latest ADV March 31, 2026

Fiera Comox Partners Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Montreal, Quebec, Canada. Its latest Form ADV filing, dated March 31, 2026, reports $3.4B in regulatory assets under management, 50 employees, 1 office, and 23 accounts.

Assets Under Management
$3.4B
Employees
50
Offices
1 office
Total Clients
23

Associated firm names

2 names listed
  • FIERA COMOX PARTNERS INC
  • PRIVATE ASSET MANAGER

Leadership

3 roles identified
CEOAntoine B. Mclernon
CCODina V. Clements
COOFrederic Despars

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

MONTREAL, QUEBEC, Canada

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Canada

MONTREAL, QUEBECPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.4Bas of March 31, 2026
Discretionary100.0%
$3.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
23

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.4B
Total Accounts23
10Y AUM Change+$893M (+35.7%)

Private Funds

Private funds reported by Fiera Comox Partners Inc.

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees50
Clients per Employee0:1
10Y Employee Change+10 (+25.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
FIERA CAPITAL CORPORATIONDirect owner · Schedule AInterest in FIERA COMOX PARTNERS INC
50% to < 75%
COMOX EQUITY PARTNERS INC.Direct owner · Schedule AInterest in FIERA COMOX PARTNERS INC
25% to < 50%
ANTOINE BISSON MCLERNONDirect owner · Schedule AInterest in FIERA COMOX PARTNERS INC
< 5%
FREDERIC (NMN) DESPARSDirect owner · Schedule AInterest in FIERA COMOX PARTNERS INC
< 5%
JEFF (NMN) ZWEIGDirect owner · Schedule AInterest in FIERA COMOX PARTNERS INC
< 5%
ANTOINE BISSON MCLERNONIndirect owner · Schedule BInterest in BRADLEY PARK HOLDINGS INC.
75%+
BRADLEY PARK HOLDINGS INC.Indirect owner · Schedule BInterest in COMOX EQUITY PARTNERS INC.
50% to < 75%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Fiera Comox Partners Inc..

Reported ownership and control details

Form ADV · Filing date 2026-03-31 · Schedules A and B

11 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1FIERA CAPITAL CORPORATIONSHAREHOLDERForeign entityFIERA COMOX PARTNERS INC50% to less than 75%Code DYesSHAREHOLDER11/2016Schedule APDF page 52
2COMOX EQUITY PARTNERS INC.SHAREHOLDERForeign entityFIERA COMOX PARTNERS INC25% to less than 50%Code CYesSHAREHOLDER11/2016Schedule APDF page 52
3ANTOINE BISSON MCLERNONPARTNER & CEOIndividualFIERA COMOX PARTNERS INCLess than 5%Code NAYesPARTNER & CEO11/2016Schedule APDF page 52
4FREDERIC (NMN) DESPARSPARTNER & COOIndividualFIERA COMOX PARTNERS INCLess than 5%Code NAYesPARTNER & COO11/2016Schedule APDF page 52
5JEAN-GUY DESJARDINSDIRECTORIndividualFIERA COMOX PARTNERS INCLess than 5%Code NAYesDIRECTOR11/2016Schedule APDF page 52
6JOHN (NMN) VALENTINIDIRECTORIndividualFIERA COMOX PARTNERS INCLess than 5%Code NAYesDIRECTOR11/2016Schedule APDF page 52
7MARC-ANDRE DESJARDINSDIRECTORIndividualFIERA COMOX PARTNERS INCLess than 5%Code NAYesDIRECTOR06/2019Schedule APDF page 52
8JEFF (NMN) ZWEIGPARTNER, VICE CHAIR, HEAD OF NATURAL CAPITALIndividualFIERA COMOX PARTNERS INCLess than 5%Code NAYesPARTNER, VICE CHAIR, HEAD OF NATURAL CAPITAL09/2022Schedule APDF page 52
9DINA VICTOROVNA CLEMENTSCCOIndividualFIERA COMOX PARTNERS INCLess than 5%Code NANoCCO04/2024Schedule APDF page 52
10BRADLEY PARK HOLDINGS INC.SHAREHOLDERForeign entityCOMOX EQUITY PARTNERS INC.50% to less than 75%Code DYesSHAREHOLDER11/2016Schedule BPDF page 53
11ANTOINE BISSON MCLERNONSHAREHOLDERIndividualBRADLEY PARK HOLDINGS INC.75% or moreCode EYesSHAREHOLDER10/2016Schedule BPDF page 53

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/31/2026 7:53:08 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings1 Yes3 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?Yes
Additional DRP filings 2 source blocks

Verbatim excerpts from supporting DRP filings, which may concern the firm or advisory affiliates. Amounts retain their filed labels; no total or attribution is inferred.

civil judicial · block 1PDF pages 53–55
Full extracted filing text

Includes form instructions and options. Options shown in this text do not identify which boxes were selected.

GENERAL INSTRUCTIONS
This Disclosure Reporting Page (DRP ADV) is an 
INITIAL OR
AMENDED response used to report details for affirmative responses to Item 11.H. of Part
1A or Item 2.F. of Part 1B of Form ADV.
Civil Judicial
Check Part 1A item(s) being responded to:
11.H(1)(a)
11.H(1)(b)
11.H(1)(c)
11.H(2)
Check Part 1B item(s) being responded to:

2.F(1)
2.F(2)
2.F(3)
2.F(4)
2.F(5)
Use a separate DRP for each event or proceeding . The same event or proceeding may be reported for more than one person or entity using one DRP. File
with a completed Execution Page.
One event may result in more than one affirmative answer to Item 11.H. of Part 1A or Item 2.F. of Part 1B. Use only one DRP to report details related to the
same event. Unrelated civil judicial actions must be reported on separate DRPs.
PART I
A.  The person(s) or entity(ies) for whom this DRP is being filed is (are):
You (the advisory firm)
You and one or more of your advisory affiliates
One or more of your advisory affiliates
If this DRP is being filed for an advisory affiliate, give the full name of the advisory affiliate below (for individuals, Last name, First name, Middle name). 
If the advisory affiliate has a CRD number, provide that number. If not, indicate "non-registered" by checking the appropriate box.
ADV DRP - ADVISORY AFFILIATE
CRD
Number:
This advisory affiliate is 
a Firm
an Individual
Registered:
Yes
No
Name:
FIERA CAPITAL CORPORATION
(For individuals, Last, First,
Middle)
This DRP should be removed from the ADV record because the advisory affiliate(s) is no longer associated with the adviser.
This DRP should be removed from the ADV record because: (1) the event or proceeding occurred more than ten years ago or (2) the adviser is
registered or applying for registration with the SEC or reporting as an exempt reporting adviser with the SEC and the event was resolved in the
adviser's or advisory affiliate's favor.
If you are registered or registering with a state securities authority , you may remove a DRP for an event you reported only in response to Item 11.H.
(1)(a), and only if that event occurred more than ten years ago. If you are registered or registering with the SEC, you may remove a DRP for any
event listed in Item 11 that occurred more than ten years ago.
This DRP should be removed from the ADV record because it was filed in error, such as due to a clerical or data-entry mistake. Explain the
circumstances: 
B.
If the advisory affiliate is registered through the IARD system or CRD system, has the advisory affiliate submitted a DRP (with Form ADV, BD or U-4) to
the IARD or CRD for the event? If the answer is "Yes," no other information on this DRP must be provided.
 Yes
 No
NOTE: The completion of this form does not relieve the advisory affiliate of its obligation to update its IARD or CRD records.
PART II
1.  Court Action initiated by: (Name of regulator, foreign financial regulatory authority, SRO, commodities exchange, agency, firm, private plaintiff, etc.) 
PLAINTIFFS: BERNARD LEBOEUF AND LES CONSTRUCTIONS 2001 INC.
2.
Principal Relief Sought:
Other
Other Relief Sought: 
MONEY DAMAGES (PRIVATE/CIVIL COMPLAINT); INJUNCTION.
3.
Filing Date of Court Action (MM/DD/YYYY):
05/14/2025
 Exact
 Explanation
If not exact, provide explanation:
4.
Principal Product Type:
Other
Other Product Types: 
CANADIAN POOLED FUNDS
5.
Formal Action was brought in (include name of Federal, State or Foreign Court, Location of Court - City or County and State or Country, Docket/Case
Number): 
SUPERIOR COURT, MONTREAL, QUEBEC, CANADA, NO. 500-17-134167-256

6.
Advisory Affiliate Employing Firm when activity occurred which led to the civil judicial action (if applicable): 
FIERA CAPITAL CORPORATION
7.
Describe the allegations related to this civil action (your response must fit within the space provided): 
THE COMPLAINT PRINCIPALLY RELATES TO FIERA CAPITAL CORPORATION'S ALLEGED FAILURE TO PROVIDE ADEQUATE INFORMATION CONCERNING THE
LIQUIDITY OF THE CANADIAN POOLED FUNDS IN WHICH THE PLAINTIFFS ARE INVESTED, FIERA CAPITAL CORPORATION'S ALLEGED FAILURE TO
PROCESS REDEMPTION REQUESTS IN A TIMELY MANNER AND THE SUITABILITY FOR THE PLAINTIFFS OF THE INVESTMENT IN SUCH CANADIAN POOLED
FUNDS.
8.
Current Status? 
 Pending
 On Appeal
 Final
9.
If on appeal, action appealed to (provide name of court) and Date Appeal Filed (MM/DD/YYYY): 
10. If pending, date notice/process was served (MM/DD/YYYY):
05/22/2025
 Exact
 Explanation
If not exact, provide explanation:
If Final or On Appeal, complete all items below. For Pending Actions, complete Item 14 only.
11. How was matter resolved:
12. Resolution Date (MM/DD/YYYY): 
 Exact
 Explanation
If not exact, provide explanation:
13. Resolution Detail:
A.  Were any of the following Sanctions Ordered or Relief Granted(check appropriate items)?
Monetary/Fine Amount: $
Revocation/Expulsion/Denial
Disgorgement/Restitution
Censure
Cease and Desist/Injunction
Bar
Suspension
B.
Other Sanctions:
C.
Sanction detail: if suspended, enjoined or barred, provide duration including start date and capacities affected (General Securities Principal,
Financial Operations Principal, etc.). If requalification by exam/retraining was a condition of the sanction, provide length of time given to
requalify/retrain, type of exam required and whether condition has been satisfied. If disposition resulted in a fine, penalty, restitution,
disgorgement, or monetary compensation, provide total amount, portion levied against you or an advisory affiliate, date paid and if any portion
of penalty was waived:
14. Provide a brief summary of circumstances related to the action(s), allegation(s), disposition(s) and/or finding(s) disclosed above (your response must
fit within the space provided). 
THIS DRP IS FILED FOR FIERA CAPITAL CORPORATION, AN ADVISORY AFFILIATE THAT OPERATES SEPARATELY FROM THE REGISTRANT AND HAS NO
SHARED SUPERVISED PERSONS WITH THE REGISTRANT. THE PLAINTIFFS SIGNED INVESTMENT ADVISORY AGREEMENTS WITH FIERA CAPITAL
CORPORATION, PROVIDING IT WITH DISCRETIONARY AUTHORITY TO INVEST THEIR ASSETS IN ACCORDANCE WITH AGREED INVESTMENT GUIDELINES.
THE PLAINTIFFS SUBSEQUENTLY TERMINATED THEIR DISCRETIONARY INVESTMENT MANDATES WITH FIERA CAPITAL CORPORATION AND REQUESTED
THE RETURN OF THEIR CAPITAL INVESTED IN CERTAIN CANADIAN POOLED FUNDS MANAGED BY FIERA CAPITAL CORPORATION. FIERA CAPITAL
CORPORATION DISPUTES THE ALLEGATIONS MADE IN THE ORIGINATING APPLICATION (SUMMARIZED IN ITEM 7 ABOVE) AND IS OF THE VIEW THAT IT
SATISFIED ITS DISCLOSURE OBLIGATIONS AND THAT IT AND ITS INVESTMENT COUNSELORS ACTED HONESTLY AND IN GOOD FAITH AND EXERCISED
THEIR RESPECTIVE POWERS AND DUTIES WITH THE CARE, SKILL, PRUDENCE AND DILIGENCE THAT A PRUDENT INVESTMENT COUNSELOR AND
PORTFOLIO MANAGER WOULD EXERCISE IN LIKE CIRCUMSTANCES. REDEMPTIONS IN THE CANADIAN POOLED FUNDS HAVE BEEN AND ARE BEING
COMPLETED IN ACCORDANCE WITH THE CONSTATING DOCUMENTS OF THE CANADIAN POOLED FUNDS IN WHICH THE PLAINTIFFS ARE INVESTED,
WHICH RESTRICT REDEMPTIONS TO THE AVAILABLE LIQUID ASSETS.
civil judicial · block 2PDF pages 55–57
Full extracted filing text

Includes form instructions and options. Options shown in this text do not identify which boxes were selected.

GENERAL INSTRUCTIONS
This Disclosure Reporting Page (DRP ADV) is an 
INITIAL OR
AMENDED response used to report details for affirmative responses to Item 11.H. of Part
1A or Item 2.F. of Part 1B of Form ADV.
Civil Judicial
Check Part 1A item(s) being responded to:
11.H(1)(a)
11.H(1)(b)
11.H(1)(c)
11.H(2)
Check Part 1B item(s) being responded to:
2.F(1)
2.F(2)
2.F(3)
2.F(4)
2.F(5)

Use a separate DRP for each event or proceeding . The same event or proceeding may be reported for more than one person or entity using one DRP. File
with a completed Execution Page.
One event may result in more than one affirmative answer to Item 11.H. of Part 1A or Item 2.F. of Part 1B. Use only one DRP to report details related to the
same event. Unrelated civil judicial actions must be reported on separate DRPs.
PART I
A.  The person(s) or entity(ies) for whom this DRP is being filed is (are):
You (the advisory firm)
You and one or more of your advisory affiliates
One or more of your advisory affiliates
If this DRP is being filed for an advisory affiliate, give the full name of the advisory affiliate below (for individuals, Last name, First name, Middle name). 
If the advisory affiliate has a CRD number, provide that number. If not, indicate "non-registered" by checking the appropriate box.
ADV DRP - ADVISORY AFFILIATE
CRD
Number:
This advisory affiliate is 
a Firm
an Individual
Registered:
Yes
No
Name:
FIERA CAPITAL CORPORATION
(For individuals, Last, First,
Middle)
This DRP should be removed from the ADV record because the advisory affiliate(s) is no longer associated with the adviser.
This DRP should be removed from the ADV record because: (1) the event or proceeding occurred more than ten years ago or (2) the adviser is
registered or applying for registration with the SEC or reporting as an exempt reporting adviser with the SEC and the event was resolved in the
adviser's or advisory affiliate's favor.
If you are registered or registering with a state securities authority , you may remove a DRP for an event you reported only in response to Item 11.H.
(1)(a), and only if that event occurred more than ten years ago. If you are registered or registering with the SEC, you may remove a DRP for any
event listed in Item 11 that occurred more than ten years ago.
This DRP should be removed from the ADV record because it was filed in error, such as due to a clerical or data-entry mistake. Explain the
circumstances: 
B.
If the advisory affiliate is registered through the IARD system or CRD system, has the advisory affiliate submitted a DRP (with Form ADV, BD or U-4) to
the IARD or CRD for the event? If the answer is "Yes," no other information on this DRP must be provided.
 Yes
 No
NOTE: The completion of this form does not relieve the advisory affiliate of its obligation to update its IARD or CRD records.
PART II
1.  Court Action initiated by: (Name of regulator, foreign financial regulatory authority, SRO, commodities exchange, agency, firm, private plaintiff, etc.) 
PLAINTIFFS: MIRANESA HOLDINGS INC., AND RICHARD HYLANDS AND PAUL RYAN IN THEIR CAPACITY AS TRUSTEES TO THE RICHARD HYLANDS TRUST
2.
Principal Relief Sought:
Other
Other Relief Sought: 
MONEY DAMAGES; INJUNCTION (PROVISION OF INFORMATION ABOUT THE PLAINTIFFS' POSITION IN THE REDEMPTION QUEUES AND STATEMENT
DETAILING ALL REDEMPTION REQUESTS IN THE CANADIAN POOLED FUNDS).
3.
Filing Date of Court Action (MM/DD/YYYY):
03/21/2025
 Exact
 Explanation
If not exact, provide explanation:
4.
Principal Product Type:
Other
Other Product Types: 
CANADIAN POOLED FUNDS
5.
Formal Action was brought in (include name of Federal, State or Foreign Court, Location of Court - City or County and State or Country, Docket/Case
Number): 
SUPERIOR COURT, MONTREAL, QUEBEC, CANADA, NO. 500-17-133520-257

6.
Advisory Affiliate Employing Firm when activity occurred which led to the civil judicial action (if applicable): 
FIERA CAPITAL CORPORATION
7.
Describe the allegations related to this civil action (your response must fit within the space provided): 
THE COMPLAINT PRINCIPALLY RELATES TO FIERA CAPITAL CORPORATION'S ALLEGED FAILURE TO PROVIDE ADEQUATE INFORMATION CONCERNING THE
LIQUIDITY OF THE CANADIAN POOLED FUNDS IN WHICH THE PLAINTIFFS ARE INVESTED, THE PERFORMANCE OF SUCH POOLED FUNDS, AND FIERA
CAPITAL CORPORATION'S ALLEGED FAILURE TO PROCESS REDEMPTION REQUESTS IN A TIMELY MANNER.
8.
Current Status? 
 Pending
 On Appeal
 Final
9.
If on appeal, action appealed to (provide name of court) and Date Appeal Filed (MM/DD/YYYY): 
10. If pending, date notice/process was served (MM/DD/YYYY):
03/21/2025
 Exact
 Explanation
If not exact, provide explanation:
If Final or On Appeal, complete all items below. For Pending Actions, complete Item 14 only.
11. How was matter resolved:
12. Resolution Date (MM/DD/YYYY): 
 Exact
 Explanation
If not exact, provide explanation:
13. Resolution Detail:
A.  Were any of the following Sanctions Ordered or Relief Granted(check appropriate items)?
Monetary/Fine Amount: $
Revocation/Expulsion/Denial
Disgorgement/Restitution
Censure
Cease and Desist/Injunction
Bar
Suspension
B.
Other Sanctions:
C.
Sanction detail: if suspended, enjoined or barred, provide duration including start date and capacities affected (General Securities Principal,
Financial Operations Principal, etc.). If requalification by exam/retraining was a condition of the sanction, provide length of time given to
requalify/retrain, type of exam required and whether condition has been satisfied. If disposition resulted in a fine, penalty, restitution,
disgorgement, or monetary compensation, provide total amount, portion levied against you or an advisory affiliate, date paid and if any portion
of penalty was waived:
14. Provide a brief summary of circumstances related to the action(s), allegation(s), disposition(s) and/or finding(s) disclosed above (your response must
fit within the space provided). 
THIS DRP IS FILED FOR FIERA CAPITAL CORPORATION, AN ADVISORY AFFILIATE THAT OPERATES SEPARATELY FROM THE REGISTRANT AND HAS NO
SHARED SUPERVISED PERSONS WITH THE REGISTRANT. THE PLAINTIFFS SIGNED INVESTMENT ADVISORY AGREEMENTS WITH FIERA CAPITAL
CORPORATION, PROVIDING IT WITH DISCRETIONARY AUTHORITY TO INVEST THEIR ASSETS IN ACCORDANCE WITH AGREED INVESTMENT GUIDELINES.
THE PLAINTIFFS SUBSEQUENTLY TERMINATED THEIR DISCRETIONARY INVESTMENT MANDATES WITH FIERA CAPITAL CORPORATION AND REQUESTED
THE RETURN OF THEIR CAPITAL INVESTED IN CERTAIN CANADIAN POOLED FUNDS MANAGED BY FIERA CAPITAL CORPORATION. FIERA CAPITAL
CORPORATION DISPUTES THE ALLEGATIONS MADE IN THE ORIGINATING APPLICATION (SUMMARIZED IN ITEM 7 ABOVE) AND IS OF THE VIEW THAT IT
SATISFIED ITS DISCLOSURE OBLIGATIONS AND THAT IT AND ITS INVESTMENT COUNSELORS ACTED HONESTLY AND IN GOOD FAITH AND EXERCISED
THEIR RESPECTIVE POWERS AND DUTIES WITH THE CARE, SKILL, PRUDENCE AND DILIGENCE THAT A PRUDENT INVESTMENT COUNSELOR AND
PORTFOLIO MANAGER WOULD EXERCISE IN LIKE CIRCUMSTANCES. REDEMPTIONS IN THE CANADIAN POOLED FUNDS HAVE BEEN AND ARE BEING
COMPLETED IN ACCORDANCE WITH THE CONSTATING DOCUMENTS OF THE CANADIAN POOLED FUNDS IN WHICH THE PLAINTIFFS ARE (WERE)
INVESTED, WHICH RESTRICT REDEMPTIONS TO THE AVAILABLE LIQUID ASSETS.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.