Hicks & Associates Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Cary, NC. Its latest Form ADV filing, dated February 25, 2026, reports $120M in regulatory assets under management, 4 employees, and 570 accounts.
Assets Under Management
$120M
Employees
4
Offices
--
Total Clients
162
Primary office
CARY, NC
1145 EXECUTIVE CIRCLE, SUITE C, CARY, NC, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 77.2% of total clients.
Top client categories% of clientsClients
1
Individuals
77.2%
125
2
HNWI
22.8%
37
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$120Mas of February 25, 2026
Discretionary100.0%
$120M
100% of total RAUM100.0%
Non-discretionary0.0%
$6K
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$120M
Total Accounts570
10Y AUM Change+$120M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee41:1
10Y Employee Change-2 (-33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.