Principal Asset Management (Asia) is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated March 31, 2026, reports $14.4B in regulatory assets under management, 39 employees, 1 office, and 35 accounts.
Assets Under Management
$14.4B
Employees
39
Offices
1 office
Total Clients
35
Primary office
WANCHAI
29/F, SUN HUNG KAI CENTRE, 30 HARBOUR ROAD, WANCHAI, Hong Kong
Portfolio management for pooled investment vehicles
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 40.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
40.0%
14
2
Investment Cos.
28.6%
10
3
Pension Plans
22.9%
8
4
Banks
2.9%
1
5
Sovereign Wealth
2.9%
1
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$14.4Bas of March 31, 2026
Discretionary94.3%
$13.6B
94% of total RAUM94.3%
Non-discretionary5.7%
$822M
6% of total RAUM5.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$14.4B
Total Accounts35
10Y AUM Change+$3.0B (+26.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees39
Clients per Employee1:1
10Y Employee Change+24 (+160.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.