Ballast Rock Private Wealth is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charleston, SC. Its latest Form ADV filing, dated March 6, 2026, reports $406M in regulatory assets under management, 9 employees, and 642 accounts.
Assets Under Management
$406M
Employees
9
Offices
--
Total Clients
251
Primary office
CHARLESTON, SC
460 KING STREET, SUITE 200, CHARLESTON, SC, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Commissions
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 55.8% of total clients.
Top client categories% of clientsClients
1
Individuals
55.8%
140
2
HNWI
37.8%
95
3
Corporations
5.6%
14
4
Pension Plans
0.8%
2
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$406Mas of March 6, 2026
Discretionary89.2%
$362M
89% of total RAUM89.2%
Non-discretionary10.8%
$44M
11% of total RAUM10.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$406M
Total Accounts642
10Y AUM Change+$406M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee28:1
10Y Employee Change+8 (+800.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.