Firm profile

ETHOS FINANCIAL GROUP, LLC

KING OF PRUSSIA, PACRD 321748Latest ADV March 20, 2026

Ethos Financial Group, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in King Of Prussia, PA. Its latest Form ADV filing, dated March 20, 2026, reports $2.1B in regulatory assets under management, 38 employees, 7 offices, and 4,747 accounts.

Assets Under Management
$2.1B
Employees
38
Offices
7 offices
Total Clients
1,808
Primary office
KING OF PRUSSIA, PA
2200 RENAISSANCE BLVD, SUITE 340, KING OF PRUSSIA, PA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCODaniel C. Guy

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 73.4% of total clients.
Top client categories% of clientsClients
1
Individuals
73.4%
1,327
2
HNWI
21.1%
382
3
Corporations
4.8%
86
4
Charitable
0.7%
12
5
Other Advisers
0.1%
1
Categories with <5 clients
Other investment advisers<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.1Bas of March 20, 2026
Discretionary89.2%
$1.9B
89% of total RAUM89.2%
Non-discretionary10.8%
$231M
11% of total RAUM10.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.1B
Total Accounts4,747
10Y AUM Change+$2.1B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees38
Clients per Employee48:1
10Y Employee Change+36 (+1800.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.