NEW YORK, NYCRD 319716Registration Status: ApprovedEffective since April 9, 2026Latest ADV July 2, 2026
Wharton Wealth Planning, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated July 2, 2026, reports $37M in regulatory assets under management, 1 employee, 1 office, and 21 accounts.
Assets Under Management
$37M
Employees
1
Offices
1 office
Total Clients
21
Primary office
NEW YORK, NY
3 COLUMBUS CIRCLE, FLOOR 15, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Aug 22, 2026
Client Coverage Demographics
Top client segmentHNWI represent 90.5% of total clients.
Top client categories% of clientsClients
1
HNWI
90.5%
19
2
Individuals
9.5%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$37Mas of July 2, 2026
Discretionary94.3%
$35M
94% of total RAUM94.3%
Non-discretionary5.7%
$2M
6% of total RAUM5.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$37M
Total Accounts21
10Y AUM Change+$6M (+20.3%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee21:1
10Y Employee Change0 (0.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.