Kapstone Financial Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lebanon, OH. Its latest Form ADV filing, dated February 26, 2026, reports $322M in regulatory assets under management, 5 employees, and 1,086 accounts.
Assets Under Management
$322M
Employees
5
Offices
--
Total Clients
508
Primary office
LEBANON, OH
212 N. BROADWAY STREET, LEBANON, OH, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 85.0% of total clients.
Top client categories% of clientsClients
1
Individuals
85.0%
432
2
HNWI
15.0%
76
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$322Mas of February 26, 2026
Discretionary97.7%
$315M
98% of total RAUM97.7%
Non-discretionary2.3%
$8M
2% of total RAUM2.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$322M
Total Accounts1,086
10Y AUM Change+$322M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee102:1
10Y Employee Change+1 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.