Firm profile

PROSPERITAS FINANCIAL, LLC

VALENCIA, CACRD 315768Latest ADV March 17, 2026

Prosperitas Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Valencia, CA. Its latest Form ADV filing, dated March 17, 2026, reports $812M in regulatory assets under management, 33 employees, 1 office, and 4,890 accounts.

Assets Under Management
$812M
Employees
33
Offices
1 office
Total Clients
2,138
Primary office
VALENCIA, CA
25060 AVENUE STANFORD, SUITE 100, VALENCIA, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOChristopher M. Ingram
CCOMark T. Petersen
COOMark T. Petersen

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 74.6% of total clients.
Top client categories% of clientsClients
1
Individuals
74.6%
1,595
2
Pension Plans
10.2%
219
3
Investment Cos.
8.0%
172
4
HNWI
7.0%
150
5
Pooled Investment Vehicles
0.1%
2

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$812Mas of March 17, 2026
Discretionary85.6%
$695M
86% of total RAUM85.6%
Non-discretionary14.4%
$117M
14% of total RAUM14.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$812M
Total Accounts4,890
10Y AUM Change+$812M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees33
Clients per Employee65:1
10Y Employee Change+25 (+312.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.