Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Reicon Wealth Advisors, LLC
Loading private fund disclosures…
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
WARAMAUG VENTURES, LLCDirect owner · Schedule AInterest in REICON WEALTH ADVISORS, LLC
25% to < 50%
TJD VENTURES, LLCDirect owner · Schedule AInterest in REICON WEALTH ADVISORS, LLC
25% to < 50%
MATHIESON VENTURES, LLCDirect owner · Schedule AInterest in REICON WEALTH ADVISORS, LLC
25% to < 50%
REID THOMAS FUNSTONDirect owner · Schedule AInterest in REICON WEALTH ADVISORS, LLC
< 5%
THEODORE JOSEPH DAVIESDirect owner · Schedule AInterest in REICON WEALTH ADVISORS, LLC
< 5%
REID THOMAS FUNSTONIndirect owner · Schedule BInterest in WARAMAUG VENTURES, LLC
75%+
DANIELLE MISTELE DAVIESIndirect owner · Schedule BInterest in BMAA SPECIAL ASSET TRUST
75%+
LORRAINE OSCHER MCCLAINIndirect owner · Schedule BInterest in MATHIESON VENTURES, LLC
50% to < 75%
FORREST GARVIN MCCLAINIndirect owner · Schedule BInterest in MATHIESON VENTURES, LLC
50% to < 75%
THEODORE JOSEPH DAVIESIndirect owner · Schedule BInterest in TJD VENTURES, LLC
25% to < 50%
BMAA SPECIAL ASSET TRUSTIndirect owner · Schedule BInterest in TJD VENTURES, LLC
25% to < 50%
DAVIES FAMILY SURVIVORSHIP TRUSTIndirect owner · Schedule BInterest in TJD VENTURES, LLC
25% to < 50%
REID THOMAS FUNSTONIndirect owner · Schedule BInterest in FUNSTON FAMILY IRREVOCABLE TRUST
25% to < 50%
WILLIAM HENRY FUNSTONIndirect owner · Schedule BInterest in FUNSTON FAMILY IRREVOCABLE TRUST
25% to < 50%
GRACE CATHERINE FUNSTONIndirect owner · Schedule BInterest in FUNSTON FAMILY IRREVOCABLE TRUST
25% to < 50%
SIDNEY ROSE FUNSTONIndirect owner · Schedule BInterest in FUNSTON FAMILY IRREVOCABLE TRUST
25% to < 50%
BRENDAN MITCHELL DAVIESIndirect owner · Schedule BInterest in DAVIES FAMILY SURVIVORSHIP TRUST
25% to < 50%
MICHAEL JOSEPH DAVIESIndirect owner · Schedule BInterest in DAVIES FAMILY SURVIVORSHIP TRUST
25% to < 50%
AIDAN DORRANCE DAVIESIndirect owner · Schedule BInterest in DAVIES FAMILY SURVIVORSHIP TRUST
25% to < 50%
AUDREY MICHELLE DAVIESIndirect owner · Schedule BInterest in DAVIES FAMILY SURVIVORSHIP TRUST
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Reicon Wealth Advisors, LLC.
Reported ownership and control details
Form ADV · Filing date 2026-07-14 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | REID THOMAS FUNSTONMANAGING PARTNER, CHIEF COMPLIANCE OFFICERIndividual | REICON WEALTH ADVISORS, LLC | Less than 5%Code NA | Yes | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER02/2021 | Schedule APDF page 29 |
| 2 | THEODORE JOSEPH DAVIESMANAGING PARTNERIndividual | REICON WEALTH ADVISORS, LLC | Less than 5%Code NA | Yes | MANAGING PARTNER02/2021 | Schedule APDF page 30 |
| 3 | WARAMAUG VENTURES, LLCMANAGING MEMBERDomestic entity | REICON WEALTH ADVISORS, LLC | 25% to less than 50%Code C | Yes | MANAGING MEMBER02/2021 | Schedule APDF page 30 |
| 4 | TJD VENTURES, LLCMANAGING MEMBERDomestic entity | REICON WEALTH ADVISORS, LLC | 25% to less than 50%Code C | Yes | MANAGING MEMBER02/2021 | Schedule APDF page 30 |
| 5 | MATHIESON VENTURES, LLCMANAGING MEMBERDomestic entity | REICON WEALTH ADVISORS, LLC | 25% to less than 50%Code C | Yes | MANAGING MEMBER02/2021 | Schedule APDF page 30 |
| 6 | STEPHANIE BUSUTTIL DOUGLASSMANAGING DIRECTOR, CHIEF OPERATING OFFICERIndividual | REICON WEALTH ADVISORS, LLC | Less than 5%Code NA | Yes | MANAGING DIRECTOR, CHIEF OPERATING OFFICER01/2022 | Schedule APDF page 30 |
| 7 | REID THOMAS FUNSTONTRUSTEEIndividual | WARAMAUG VENTURES, LLC | 75% or moreCode E | Yes | TRUSTEE03/2021 | Schedule BPDF page 30 |
| 8 | FUNSTON FAMILY IRREVOCABLE TRUSTTRUSTEEDomestic entity | WARAMAUG VENTURES, LLC | Percentage not specifiedCode F | Yes | TRUSTEE03/2021 | Schedule BPDF page 30 |
| 9 | THEODORE JOSEPH DAVIESTRUSTEEIndividual | TJD VENTURES, LLC | 25% to less than 50%Code C | Yes | TRUSTEE02/2021 | Schedule BPDF page 30 |
| 10 | BMAA SPECIAL ASSET TRUSTTRUSTEEDomestic entity | TJD VENTURES, LLC | 25% to less than 50%Code C | Yes | TRUSTEE12/2012 | Schedule BPDF page 30 |
| 11 | DAVIES FAMILY SURVIVORSHIP TRUSTTRUSTEEDomestic entity | TJD VENTURES, LLC | 25% to less than 50%Code C | Yes | TRUSTEE02/2021 | Schedule BPDF page 30 |
| 12 | LORRAINE OSCHER MCCLAINTRUSTEEIndividual | MATHIESON VENTURES, LLC | 50% to less than 75%Code D | Yes | TRUSTEE04/2021 | Schedule BPDF page 30 |
| 13 | FORREST GARVIN MCCLAINTRUSTEEIndividual | MATHIESON VENTURES, LLC | 50% to less than 75%Code D | Yes | TRUSTEE04/2021 | Schedule BPDF page 30 |
| 14 | REID THOMAS FUNSTONMEMBERIndividual | FUNSTON FAMILY IRREVOCABLE TRUST | 25% to less than 50%Code C | Yes | MEMBER03/2021 | Schedule BPDF page 30 |
| 15 | WILLIAM HENRY FUNSTONMEMBERIndividual | FUNSTON FAMILY IRREVOCABLE TRUST | 25% to less than 50%Code C | Yes | MEMBER03/2021 | Schedule BPDF page 30 |
| 16 | GRACE CATHERINE FUNSTONMEMBERIndividual | FUNSTON FAMILY IRREVOCABLE TRUST | 25% to less than 50%Code C | Yes | MEMBER03/2021 | Schedule BPDF page 30 |
| 17 | SIDNEY ROSE FUNSTONMEMBERIndividual | FUNSTON FAMILY IRREVOCABLE TRUST | 25% to less than 50%Code C | Yes | MEMBER03/2021 | Schedule BPDF page 30 |
| 18 | DANIELLE MISTELE DAVIESMEMBERIndividual | BMAA SPECIAL ASSET TRUST | 75% or moreCode E | Yes | MEMBER12/2012 | Schedule BPDF page 30 |
| 19 | BRENDAN MITCHELL DAVIESMEMBERIndividual | DAVIES FAMILY SURVIVORSHIP TRUST | 25% to less than 50%Code C | Yes | MEMBER02/2021 | Schedule BPDF page 31 |
| 20 | MICHAEL JOSEPH DAVIESMEMBERIndividual | DAVIES FAMILY SURVIVORSHIP TRUST | 25% to less than 50%Code C | Yes | MEMBER02/2021 | Schedule BPDF page 31 |
| 21 | AIDAN DORRANCE DAVIESMEMBERIndividual | DAVIES FAMILY SURVIVORSHIP TRUST | 25% to less than 50%Code C | Yes | MEMBER02/2021 | Schedule BPDF page 31 |
| 22 | AUDREY MICHELLE DAVIESMEMBERIndividual | DAVIES FAMILY SURVIVORSHIP TRUST | 25% to less than 50%Code C | Yes | MEMBER02/2021 | Schedule BPDF page 31 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 7/14/2026 3:58:24 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.