Kelsey Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Moorpark, CA. Its latest Form ADV filing, dated March 23, 2026, reports $176M in regulatory assets under management, 8 employees, 1 office, and 269 accounts.
Top client segmentIndividuals represent 81.5% of total clients.
Top client categories% of clientsClients
1
Individuals
81.5%
224
2
HNWI
16.4%
45
3
ANNUITY SUB-ACCOUNTS & DIRECTED BROKERAGE
1.8%
5
4
Other Advisers
0.4%
1
Categories with <5 clients
Other investment advisers<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$176Mas of March 23, 2026
Discretionary100.0%
$176M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$176M
Total Accounts269
10Y AUM Change+$52M (+41.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee34:1
10Y Employee Change+1 (+14.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.