Sierra Ocean, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Ripon, CA. Its latest Form ADV filing, dated March 26, 2026, reports $545M in regulatory assets under management, 3 employees, and 568 accounts.
Assets Under Management
$545M
Employees
3
Offices
--
Total Clients
181
Primary office
RIPON, CA
521 N WILMA AVENUE, SUITE C, RIPON, CA, United States
Top client segmentIndividuals represent 44.8% of total clients.
Top client categories% of clientsClients
1
Individuals
44.8%
81
2
HNWI
40.9%
74
3
Pension Plans
14.4%
26
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$545Mas of March 26, 2026
Discretionary37.9%
$206M
38% of total RAUM37.9%
Non-discretionary62.1%
$338M
62% of total RAUM62.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$545M
Total Accounts568
10Y AUM Change+$545M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee60:1
10Y Employee Change+1 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.