Firm profile

Ormonde Investment Management, LLC

DALLAS, TXCRD 313328Registration Status: ApprovedEffective since April 2, 2021Latest ADV July 9, 2026

Ormonde Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Dallas, TX. Its latest Form ADV filing, dated July 9, 2026, reports $105M in regulatory assets under management, 2 employees, and 3 accounts.

Assets Under Management
$105M
Employees
2
Offices
--
Total Clients
<5
Primary office
DALLAS, TX
4100 ALPHA ROAD, SUITE 500, DALLAS, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOStephen M. Smith

Advisory services offered

3 types reported
Other advisory services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentHNWI represent 33.3% of total clients.
Top client categories% of clientsClients
1
HNWI
33.3%
1
2
Government
33.3%
1
3
Corporations
33.3%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$105Mas of July 9, 2026
Discretionary0.1%
$90K
0% of total RAUM0.1%
Non-discretionary99.9%
$105M
100% of total RAUM99.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$105M
Total Accounts3
10Y AUM Change+$55M (+110.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee2:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.