Private Financial Management LLC is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated February 11, 2026, reports $148M in regulatory assets under management, 1 employee, and 215 accounts.
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 93.5% of total clients.
Top client categories% of clientsClients
1
HNWI
93.5%
29
2
Pooled Investment Vehicles
6.5%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$159Mas of June 18, 2026
Discretionary94.7%
$150M
95% of total RAUM94.7%
Non-discretionary5.3%
$8M
5% of total RAUM5.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$159M
Total Accounts31
10Y AUM Change+$53M (+50.4%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee31:1
10Y Employee Change0 (0.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.