Firm profile

ETHOS CAPITAL MANAGEMENT, INC.

NEWTOWN, PACRD 313145Latest ADV April 16, 2026

Ethos Capital Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Newtown, PA. Its latest Form ADV filing, dated April 16, 2026, reports $155M in regulatory assets under management, 4 employees, 2 offices, and 463 accounts.

Assets Under Management
$155M
Employees
4
Offices
2 offices
Total Clients
181
Primary office
NEWTOWN, PA
626 SOUTH STATE STREET, NEWTOWN, PA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOSteven J. Toto

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 53.0% of total clients.
Top client categories% of clientsClients
1
HNWI
53.0%
96
2
Individuals
47.0%
85

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$155Mas of April 16, 2026
Discretionary100.0%
$155M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$155M
Total Accounts463
10Y AUM Change+$26M (+20.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee45:1
10Y Employee Change+1 (+33.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.