Firm profile

NORTHCAPE WEALTH MANAGEMENT

WILLIAMSVILLE, NYCRD 312350Latest ADV April 24, 2026

Northcape Wealth Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Williamsville, NY. Its latest Form ADV filing, dated April 24, 2026, reports $706M in regulatory assets under management, 6 employees, 1 office, and 1,394 accounts.

Assets Under Management
$706M
Employees
6
Offices
1 office
Total Clients
594
Primary office
WILLIAMSVILLE, NY
6565 MAIN STREET, WILLIAMSVILLE, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOKenji J. Kimura

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 68.0% of total clients.
Top client categories% of clientsClients
1
Individuals
68.0%
404
2
HNWI
27.9%
166
3
Charitable
2.7%
16
4
Corporations
1.3%
8

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$706Mas of April 24, 2026
Discretionary94.5%
$667M
94% of total RAUM94.5%
Non-discretionary5.5%
$39M
6% of total RAUM5.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$706M
Total Accounts1,394
10Y AUM Change+$706M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee99:1
10Y Employee Change+1 (+20.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.