Findec Wealth Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Stockton, CA. Its latest Form ADV filing, dated March 23, 2026, reports $628M in regulatory assets under management, 5 employees, and 822 accounts.
Assets Under Management
$628M
Employees
5
Offices
--
Total Clients
597
Primary office
STOCKTON, CA
1776 W. MARCH LANE, SUITE 190, STOCKTON, CA, United States
Top client segmentIndividuals represent 51.3% of total clients.
Top client categories% of clientsClients
1
Individuals
51.3%
306
2
Pension Plans
39.9%
238
3
HNWI
6.4%
38
4
Government
1.8%
11
5
Charitable
0.3%
2
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$628Mas of March 23, 2026
Discretionary100.0%
$628M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$628M
Total Accounts822
10Y AUM Change+$628M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee119:1
10Y Employee Change-3 (-37.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.