Firm profile

SHINING ROCK ADVISORS LLC

ASHEVILLE, NCCRD 311295Latest ADV March 16, 2026

Shining Rock Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Asheville, NC. Its latest Form ADV filing, dated March 16, 2026, reports $154M in regulatory assets under management, 2 employees, and 93 accounts.

Assets Under Management
$154M
Employees
2
Offices
--
Total Clients
26
Primary office
ASHEVILLE, NC
34 WALL STREET, ASHEVILLE, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOSage P. Barfield
CCOSage P. Barfield

Advisory services offered

1 types reported
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 88.5% of total clients.
Top client categories% of clientsClients
1
HNWI
88.5%
23
2
Individuals
7.7%
2
3
Charitable
3.8%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$154Mas of March 16, 2026
Discretionary76.6%
$118M
77% of total RAUM76.6%
Non-discretionary23.4%
$36M
23% of total RAUM23.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$154M
Total Accounts93
10Y AUM Change+$35M (+28.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee13:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.