MT PLEASANT, SCCRD 311180Latest ADV March 19, 2026
Carroll Investors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Mt Pleasant, SC. Its latest Form ADV filing, dated March 19, 2026, reports $221M in regulatory assets under management, 3 employees, and 298 accounts.
Assets Under Management
$221M
Employees
3
Offices
--
Total Clients
88
Primary office
MT PLEASANT, SC
1036 LANSING DR, SUITE 102, MT PLEASANT, SC, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 54.5% of total clients.
Top client categories% of clientsClients
1
HNWI
54.5%
48
2
Individuals
45.5%
40
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$221Mas of March 19, 2026
Discretionary100.0%
$221M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$221M
Total Accounts298
10Y AUM Change+$221M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee29:1
10Y Employee Change+1 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.