Firm profile

WINTER & ASSOCIATES, INC.

ST. PAUL, MNCRD 310349Latest ADV April 6, 2026

Winter & Associates, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in St. Paul, MN.

Assets Under Management
$180M
Employees
5
Offices
--
Total Clients
208
Primary office
ST. PAUL, MN
964 GRAND AVENUE, ST. PAUL, MN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCONicole W. Tietel

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 77.4% of total clients.
Top client categories% of clientsClients
1
Individuals
77.4%
161
2
HNWI
20.2%
42
3
Pension Plans
2.4%
5

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$180Mas of April 6, 2026
Discretionary92.8%
$167M
93% of total RAUM92.8%
Non-discretionary7.2%
$13M
7% of total RAUM7.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$180M
Total Accounts565
10Y AUM Change+$78M (+77.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee42:1
10Y Employee Change+1 (+25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.