Summit Peak Investments, LLC

Includes form instructions and options. Options shown in this text do not identify which boxes were selected.

GENERAL INSTRUCTIONS
This Disclosure Reporting Page (DRP ADV) is an 
INITIAL OR
AMENDED response used to report details for affirmative responses to Items 11.A. or
11.B. of Form ADV.
Criminal
Check item(s) being responded to:
11.A(1)
11.A(2)
11.B(1)
11.B(2)
Use a separate DRP for each event or proceeding . The same event or proceeding may be reported for more than one person or entity using one DRP. File
with a completed Execution Page. 
Multiple counts of the same charge arising out of the same event(s) should be reported on the same DRP. Unrelated criminal actions, including separate
cases arising out of the same event, must be reported on separate DRPs. Use this DRP to report all charges arising out of the same event. One event may
result in more than one affirmative answer to the items listed above.
PART I
A.  The person(s) or entity(ies) for whom this DRP is being filed is (are):
You (the advisory firm)
You and one or more of your advisory affiliates
One or more of your advisory affiliates
If this DRP is being filed for an advisory affiliate, give the full name of the advisory affiliate below (for individuals, Last name, First name, Middle name). 
If the advisory affiliate has a CRD number, provide that number. If not, indicate "non-registered" by checking the appropriate box.
ADV DRP - ADVISORY AFFILIATE
CRD
Number:
4763817
This advisory affiliate is 
a Firm
an Individual
Registered:
Yes
No
Name:
MEHTA, APURVA, Ashok
(For individuals, Last, First,
Middle)
This DRP should be removed from the ADV record because the advisory affiliate(s) is no longer associated with the adviser.
This DRP should be removed from the ADV record because: (1) the event or proceeding occurred more than ten years ago or (2) the adviser is

registered or applying for registration with the SEC or reporting as an exempt reporting adviser with the SEC and the event was resolved in the
adviser's or advisory affiliate's favor.
This DRP should be removed from the ADV record because it was filed in error, such as due to a clerical or data-entry mistake. Explain the
circumstances: 
B.
If the advisory affiliate is registered through the IARD system or CRD system, has the advisory affiliate submitted a DRP (with Form ADV, BD or U-4) to
the IARD or CRD for the event? If the answer is "Yes," no other information on this DRP must be provided.
 Yes
 No
NOTE: The completion of this form does not relieve the advisory affiliate of its obligation to update its IARD or CRD records.
PART II
1.  If charge(s) were brought against an organization over which you or an advisory affiliate exercise(d) control: Enter organization name, whether or not
the organization was an investment-related business and your or the advisory affiliate's position, title, or relationship. 
N/A
2.
Formal Charge(s) were brought in: (include name of Federal, Military, State or Foreign Court, Location of Court - City or County and State or Country,
Docket/Case number). 
CRIMINAL DISTRICT COURT NO. 1; TARRANT COUNTY, TEXAS CASE NUMBER: 1844170
3.
Event Disclosure Detail (Use this for both organizational and individual charges.)
A. Date First Charged (MM/DD/YYYY): 
10/07/2024
 Exact
 Explanation
If not exact, provide explanation:
B.
Event Disclosure Detail (include Charge(s)/Charge Description(s), and for each charge provide: (1) number of counts, (2) felony or misdemeanor,
(3) plea for each charge, and (4) product type if charge is investment-related). 
1)2, RECKLESS DRIVING AND FAILURE TO AVOID OBJECT ON ROAD 2) SECOND DEGREE FELONY 3) N/A 4) N/A
C.
Did any of the Charge(s) within the Event involve a felony? 
 Yes
 No
D.
Current status of the Event? 
 Pending
 On Appeal
 Final
E.
Event Status Date (complete unless status is Pending) (MM/DD/YYYY): 
 Exact
 Explanation
If not exact, provide explanation:
4.
Disposition Disclosure Detail: 
Include for each charge (a) Disposition Type (e.g., convicted, acquitted, dismissed, pretrial, etc.), (b) Date, (c) Sentence/Penalty, (d) Duration (if
sentence - suspension, probation, etc.), (e) Start Date of Penalty, (f) Penalty/Fine Amount, and (g) Date Paid. 
N/A BECAUSE PENDING
5.
Provide a brief summary of circumstances leading to the charge(s) as well as the disposition. Include the relevant dates when the conduct which was
the subject of the charge(s) occurred. (Your response must fit within the space provided.) 
ON SEPTEMBER 6, 2024, MR. MEHTA WAS INVOLVED IN A MOTOR VEHICLE ACCIDENT IN FORT WORTH, TEXAS, WHILE DRIVING SOUTH BOUND ON
BRYANT IRVIN ROAD. ACCORDING TO THE POLICE REPORT, ANOTHER VEHICLE PULLED OUT INTO ONCOMING TRAFFIC/MR. MEHTA'S LANE OF TRAVEL,
RESULTING IN A COLLISION. AT THE TIME OF IMPACT, MR. MEHTA WAS DRIVING 51 MPH AND WAS NOT UNDER THE INFLUENCE OF ANY DRUGS OR
ALCOHOL. POLICE RESPONDED IMMEDIATELY. MR. MEHTA REMAINED ON SITE UNTIL THE SCENE WAS CLEARED AND FULLY COOPERATED WITH LAW
ENFORCEMENT. THE DRIVER OF THE OTHER VEHICLE WAS PRONOUNCED DECEASED AT THE SCENE. ON SEPTEMBER 16, 2024, THE FORT WORTH
POLICE DEPARTMENT COMPLETED THEIR INVESTIGATION INTO THE ACCIDENT, INCLUDING A REVIEW OF TRAFFIC LIGHT VIDEO FOOTAGE, NEARBY
SECURITY FOOTAGE FROM LOCAL BUSINESSES, AND RETRIEVAL OF ECM (ELECTRONIC CONTROL MODULE/BLACK BOX). THE FWPD ISSUED A REPORT
ASSIGNING FAULT TO THE OTHER DRIVER AND CLOSED THE CASE. ON SEPTEMBER 20, 2024, THE DALLAS POLICE DEPARTMENT, WHERE THE OTHER
DRIVER WAS AN EMPLOYEE, REQUESTED AN ADDITIONAL REVIEW. SUBSEQUENTLY, AN ARREST WARRANT WAS ISSUED FOR MR. MEHTA ON SEPTEMBER
26, 2024, CITING RECKLESS DRIVING AND FAILURE TO AVOID AN OBJECT ON THE ROAD. MR. MEHTA VOLUNTARILY SURRENDERED WITH HIS ATTORNEY
PRESENT ON OCTOBER 7, 2024. THE MATTER AND ANY FURTHER UPDATES ARE PENDING.