KINGWOOD, TXCRD 309814Latest ADV February 19, 2026
Roth Financial Partners LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Kingwood, TX. Its latest Form ADV filing, dated February 19, 2026, reports $460M in regulatory assets under management, 4 employees, 1 office, and 708 accounts.
Assets Under Management
$460M
Employees
4
Offices
1 office
Total Clients
267
Primary office
KINGWOOD, TX
855 ROCKMEAD DRIVE, SUITE 703, KINGWOOD, TX, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 58.4% of total clients.
Top client categories% of clientsClients
1
HNWI
58.4%
156
2
Individuals
41.6%
111
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$460Mas of February 19, 2026
Discretionary100.0%
$460M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$460M
Total Accounts708
10Y AUM Change+$460M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee67:1
10Y Employee Change-1 (-20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.