AUBURN, CACRD 309675Registration Status: ApprovedEffective since May 14, 2026Latest ADV May 15, 2026
Vantage Financial Group is an SEC registered investment adviser organized as a corporation with a primary office location in Auburn, CA. Its latest Form ADV filing, dated May 15, 2026, reports $119M in regulatory assets under management, 4 employees, 1 office, and 808 accounts.
Top client segmentIndividuals represent 73.4% of total clients.
Top client categories% of clientsClients
1
Individuals
73.4%
331
2
HNWI
24.4%
110
3
Corporations
2.2%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$119Mas of May 15, 2026
Discretionary100.0%
$119M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$119M
Total Accounts808
10Y AUM Change—
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee113:1
10Y Employee Change—
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.