Five Oceans Advisors is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated January 23, 2026, reports $456M in regulatory assets under management, 8 employees, 3 offices, and 564 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 63.2% of total clients.
Top client categories% of clientsClients
1
HNWI
63.2%
74
2
Individuals
36.8%
43
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$456Mas of January 23, 2026
Discretionary96.6%
$440M
97% of total RAUM96.6%
Non-discretionary3.4%
$16M
3% of total RAUM3.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$456M
Total Accounts564
10Y AUM Change+$456M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee15:1
10Y Employee Change+6 (+300.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.