Firm profile

CENTAURUS FINANCIAL, INC.

ANAHEIM, CACRD 30833Latest ADV July 24, 2025

Centaurus Financial, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Anaheim, CA. Its latest Form ADV filing, dated July 24, 2025, reports $7.3B in regulatory assets under management, 580 employees, 278 offices, and 38,049 accounts.

Assets Under Management
$7.3B
Employees
580
Offices
278 offices
Total Clients
38,049
Primary office
ANAHEIM, CA
2300 EAST KATELLA AVE, SUITE 200, ANAHEIM, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOJames Ronald Sr King
CCOJerome Victor Duhovic
CFOSheri J Lejman

Advisory services offered

8 types reported
Educational seminars/workshops
Financial Planning Services
Market timing services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 98.9% of total clients.
Top client categories% of clientsClients
1
Individuals
98.9%
37,625
2
HNWI
0.9%
330
3
Corporations
0.2%
94

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$7.3Bas of July 24, 2025
Discretionary32.3%
$2.4B
32% of total RAUM32.3%
Non-discretionary67.7%
$5.0B
68% of total RAUM67.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$7.3B
Total Accounts38,049
10Y AUM Change+$6.3B (+602.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees580
Clients per Employee66:1
10Y Employee Change+2 (+0.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.