Great Waters Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Shoreview, MN. Its latest Form ADV filing, dated April 7, 2026, reports $1.2B in regulatory assets under management, 42 employees, 3 offices, and 6,141 accounts.
Assets Under Management
$1.2B
Employees
42
Offices
3 offices
Total Clients
1,627
Primary office
SHOREVIEW, MN
4100 LEXINGTON AVE N, SUITE 100, SHOREVIEW, MN, United States
Top client segmentIndividuals represent 76.5% of total clients.
Top client categories% of clientsClients
1
Individuals
76.5%
1,244
2
HNWI
23.5%
383
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.2Bas of April 7, 2026
Discretionary100.0%
$1.2B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.2B
Total Accounts6,141
10Y AUM Change+$1.2B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees42
Clients per Employee39:1
10Y Employee Change+16 (+61.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.