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Firm profile

Financial Forum, Inc..

SPOKANE, WACRD 307740Latest ADV May 11, 2026

Financial Forum, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Spokane, WA. Its latest Form ADV filing, dated April 22, 2026, reports $286M in regulatory assets under management, 5 employees, and 1,696 accounts.

Assets Under Management
$286M
Employees
5
Offices
--
Total Clients
572
Primary office
SPOKANE, WA
501 N RIVERPOINT BLVD., STE 104, SPOKANE, WA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJeffrey L. Comstock

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 86.5% of total clients.
Top client categories% of clientsClients
1
Individuals
86.5%
495
2
HNWI
13.5%
77

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$286Mas of May 11, 2026
Discretionary100.0%
$286M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$286M
Total Accounts1,696
10Y AUM Change+$286M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee114:1
10Y Employee Change-1 (-16.7%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.