Goldfarb Financial Management, LLC is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated March 25, 2026, reports $126M in regulatory assets under management, 1 employee, and 22 accounts.
Top client segmentHNWI represent 83.3% of total clients.
Top client categories% of clientsClients
1
HNWI
83.3%
5
2
Corporations
16.7%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$126Mas of March 25, 2026
Discretionary8.6%
$11M
9% of total RAUM8.6%
Non-discretionary91.4%
$116M
91% of total RAUM91.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$126M
Total Accounts22
10Y AUM Change+$7M (+5.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee6:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.