Firm profile

FERMATA ADVISORS

SONOMA, CACRD 305614Latest ADV March 31, 2026

Fermata Advisors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Sonoma, CA. Its latest Form ADV filing, dated March 31, 2026, reports $1.0B in regulatory assets under management, 27 employees, 5 offices, and 3,879 accounts.

Assets Under Management
$1.0B
Employees
27
Offices
5 offices
Total Clients
3,879
Primary office
SONOMA, CA
539 BROADWAY, SUITE A, SONOMA, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(707) 938-7414
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOChristopher D. Sipes

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 54.7% of total clients.
Top client categories% of clientsClients
1
Individuals
54.7%
2,122
2
Pension Plans
20.3%
787
3
HNWI
17.9%
693
4
529 ACCOUNTS, VARIABLE ANNUITIES
5.8%
224
5
Corporations
0.7%
29

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.0Bas of March 31, 2026
Discretionary70.1%
$708M
70% of total RAUM70.1%
Non-discretionary29.9%
$302M
30% of total RAUM29.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.0B
Total Accounts3,879
10Y AUM Change+$1.0B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees27
Clients per Employee144:1
10Y Employee Change+25 (+1250.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.