The Wealth Alliance, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Melville, NY. Its latest Form ADV filing, dated April 30, 2026, reports $2.1B in regulatory assets under management, 29 employees, 2 offices, and 4,620 accounts.
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 56.9% of total clients.
Top client categories% of clientsClients
1
Individuals
56.9%
701
2
HNWI
36.0%
443
3
Pension Plans
5.8%
72
4
Corporations
1.3%
16
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.1Bas of April 30, 2026
Discretionary99.6%
$2.1B
100% of total RAUM99.6%
Non-discretionary0.4%
$8M
0% of total RAUM0.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.1B
Total Accounts4,620
10Y AUM Change+$2.1B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees29
Clients per Employee42:1
10Y Employee Change+19 (+190.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.