Firm profile

Aletheian Wealth Advisors LLC

BELLEVUE, WACRD 304623Registration Status: ApprovedEffective since May 7, 2021SEC # 801-121173Latest ADV February 5, 2026

Aletheian Wealth Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Bellevue, WA. Its latest Form ADV filing, dated February 5, 2026, reports $413M in regulatory assets under management, 6 employees, 3 offices, and 546 accounts.

Assets Under Management
$413M
Employees
6
Offices
3 offices
Total Clients
137

Associated firm names

1 name listed
  • ALETHEIAN WEALTH ADVISORS LLC

Leadership

4 roles identified
CEOJoshua R. Betts
CCORandy T. Siegel
COORandy T. Siegel

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees

Offices & Contact

Primary office

BELLEVUE, Washington, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Washington

BELLEVUEPrimary office

1 office records listed · 3 total offices reported. 2 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$413Mas of February 5, 2026
Discretionary88.5%
$365M
88% of total RAUM88.5%
Non-discretionary11.5%
$48M
12% of total RAUM11.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 50.4% of total clients.
Top client categories% of clientsClients
1
HNWI
50.4%
69
2
Individuals
26.3%
36
3
Charitable
23.4%
32

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$413M
Total Accounts546
10Y AUM Change+$413M

Private Funds

Private funds reported by Aletheian Wealth Advisors LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee23:1
10Y Employee Change+4 (+200.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
JOSHUA RAY BETTSDirect owner · Schedule AInterest in ALETHEIAN WEALTH ADVISORS LLC
25% to < 50%
RANDY T SIEGELDirect owner · Schedule AInterest in ALETHEIAN WEALTH ADVISORS LLC
25% to < 50%
HORSESHOE ACRES, LLCDirect owner · Schedule AInterest in ALETHEIAN WEALTH ADVISORS LLC
5% to < 10%
RUTHERFORD MARITAL TRUSTDirect owner · Schedule AInterest in ALETHEIAN WEALTH ADVISORS LLC
5% to < 10%
Kevin Andrew ErwertDirect owner · Schedule AInterest in ALETHEIAN WEALTH ADVISORS LLC
5% to < 10%
Steven KleynDirect owner · Schedule AInterest in ALETHEIAN WEALTH ADVISORS LLC
5% to < 10%
William ErwertIndirect owner · Schedule BInterest in HORSESHOE ACRES, LLC
50% to < 75%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Aletheian Wealth Advisors LLC.

Reported ownership and control details

Form ADV · Filing date 2026-02-05 · Schedules A and B

8 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1JOSHUA RAY BETTSCEOIndividualALETHEIAN WEALTH ADVISORS LLC25% to less than 50%Code CYesCEO05/2019Schedule APDF page 20
2RANDY T SIEGELCHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICERIndividualALETHEIAN WEALTH ADVISORS LLC25% to less than 50%Code CYesCHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER05/2019Schedule APDF page 20
3HORSESHOE ACRES, LLCOWNERDomestic entityALETHEIAN WEALTH ADVISORS LLC5% to less than 10%Code ANoOWNER01/2024Schedule APDF page 20
4RUTHERFORD MARITAL TRUSTOWNERDomestic entityALETHEIAN WEALTH ADVISORS LLC5% to less than 10%Code ANoOWNER01/2024Schedule APDF page 20
5Kevin Andrew ErwertOWNERIndividualALETHEIAN WEALTH ADVISORS LLC5% to less than 10%Code ANoOWNER05/2019Schedule APDF page 20
6Steven KleynCHIEF INVESTMENT OFFICERIndividualALETHEIAN WEALTH ADVISORS LLC5% to less than 10%Code ANoCHIEF INVESTMENT OFFICER10/2021Schedule APDF page 20
7William ErwertOWNERIndividualHORSESHOE ACRES, LLC50% to less than 75%Code DYesOWNER05/2019Schedule BPDF page 20
8Janine RutherfordOWNERIndividualRUTHERFORD MARITAL TRUSTPercentage not specifiedCode FYesOWNER05/2023Schedule BPDF page 20

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 2/5/2026 2:53:47 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.