WATERLOO, IACRD 304133Latest ADV February 17, 2026
Keystone Wealth Management is an SEC registered investment adviser with a primary office location in Waterloo, IA. Its latest Form ADV filing, dated February 17, 2026, reports $137M in regulatory assets under management, 2 employees, 1 office, and 533 accounts.
Assets Under Management
$137M
Employees
2
Offices
1 office
Total Clients
212
Primary office
WATERLOO, IA
999 HOME PLAZA, SUITE 100G, WATERLOO, IA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 77.4% of total clients.
Top client categories% of clientsClients
1
Individuals
77.4%
164
2
HNWI
20.3%
43
3
Pension Plans
2.4%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$137Mas of February 17, 2026
Discretionary87.7%
$120M
88% of total RAUM87.7%
Non-discretionary12.3%
$17M
12% of total RAUM12.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$137M
Total Accounts533
10Y AUM Change+$33M (+32.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee106:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.