Turning Point Financial is an SEC registered investment adviser organized as a corporation with a primary office location in Frederick, MD. Its latest Form ADV filing, dated April 1, 2026, reports $339M in regulatory assets under management, 23 employees, 2 offices, and 1,804 accounts.
Assets Under Management
$339M
Employees
23
Offices
2 offices
Total Clients
794
Primary office
FREDERICK, MD
7210 CORPORATE CT., STE A, FREDERICK, MD, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 86.0% of total clients.
Top client categories% of clientsClients
1
Individuals
86.0%
683
2
HNWI
12.7%
101
3
Charitable
0.6%
5
4
Corporations
0.6%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$339Mas of April 1, 2026
Discretionary100.0%
$339M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$339M
Total Accounts1,804
10Y AUM Change+$339M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees23
Clients per Employee35:1
10Y Employee Change+16 (+228.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.