Carter Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Barrington, IL. Its latest Form ADV filing, dated March 5, 2026, reports $382M in regulatory assets under management, 9 employees, 2 offices, and 2,257 accounts.
Assets Under Management
$382M
Employees
9
Offices
2 offices
Total Clients
826
Primary office
BARRINGTON, IL
222 SOUTH COOK STREET, BARRINGTON, IL, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 94.1% of total clients.
Top client categories% of clientsClients
1
Individuals
94.1%
777
2
HNWI
5.9%
49
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$382Mas of March 5, 2026
Discretionary86.8%
$332M
87% of total RAUM86.8%
Non-discretionary13.2%
$50M
13% of total RAUM13.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$382M
Total Accounts2,257
10Y AUM Change+$246M (+181.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee92:1
10Y Employee Change+3 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.