HIGHLAND PARK, ILCRD 299595Latest ADV March 6, 2026
Walled Lake Planning & Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Highland Park, IL. Its latest Form ADV filing, dated March 6, 2026, reports $732M in regulatory assets under management, 8 employees, and 2,161 accounts.
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 87.0% of total clients.
Top client categories% of clientsClients
1
Individuals
87.0%
321
2
HNWI
11.7%
43
3
Pension Plans
1.1%
4
4
WALLED LAKE ACCOUNT
0.3%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$732Mas of March 6, 2026
Discretionary100.0%
$732M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$732M
Total Accounts2,161
10Y AUM Change+$732M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee46:1
10Y Employee Change+3 (+60.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.