Tucker Financial Group is an SEC registered investment adviser organized as a sole proprietorship with a primary office location in Montgomery, AL. Its latest Form ADV filing, dated March 16, 2026, reports $339M in regulatory assets under management, 3 employees, and 3,950 accounts.
Assets Under Management
$339M
Employees
3
Offices
--
Total Clients
2,436
Primary office
MONTGOMERY, AL
254 WINTON BLOUNT LOOP, MONTGOMERY, AL, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 97.2% of total clients.
Top client categories% of clientsClients
1
Individuals
97.2%
2,367
2
HNWI
2.5%
62
3
Pension Plans
0.3%
7
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$339Mas of March 16, 2026
Discretionary100.0%
$339M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$339M
Total Accounts3,950
10Y AUM Change+$218M (+180.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee812:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.