CRD 298032Registration Status: ApprovedEffective since April 6, 2026Latest ADV April 13, 2026
Ajax Capital LLC is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated April 13, 2026, reports $115M in regulatory assets under management, 1 employee, 1 office, and 14 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Other fee arrangements
Sources checked Aug 22, 2026
Client Coverage Demographics
Top client segmentHNWI represent 40.0% of total clients.
Top client categories% of clientsClients
1
HNWI
40.0%
2
2
Pension Plans
40.0%
2
3
Individuals
20.0%
1
Categories with <5 clients
High net worth individuals (HNWI)<5 clients
Individuals (other than high net worth individuals)<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$115Mas of April 13, 2026
Discretionary97.6%
$112M
98% of total RAUM97.6%
Non-discretionary2.4%
$3M
2% of total RAUM2.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$115M
Total Accounts14
10Y AUM Change$0 (0.0%)
Rialytix.com
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee5:1
10Y Employee Change0 (0.0%)
Rialytix.com
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.