Firm profile

LIVE OAK PRIVATE WEALTH, LLC

WILMINGTON, NCCRD 297904Latest ADV April 29, 2026

Live Oak Private Wealth, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Wilmington, NC. Its latest Form ADV filing, dated April 29, 2026, reports $1.3B in regulatory assets under management, 12 employees, 1 office, and 1,157 accounts.

Assets Under Management
$1.3B
Employees
12
Offices
1 office
Total Clients
494
Primary office
WILMINGTON, NC
1741 TIBURON DRIVE, WILMINGTON, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

5 roles identified
CEOAndrew M. Basinger
CCOTerry W. Sapp
CFOWalter J. Phifer

Advisory services offered

6 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentHNWI represent 54.3% of total clients.
Top client categories% of clientsClients
1
HNWI
54.3%
268
2
Individuals
42.1%
208
3
Charitable
2.0%
10
4
Corporations
1.4%
7
5
Pension Plans
0.2%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.3Bas of April 29, 2026
Discretionary100.0%
$1.3B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.3B
Total Accounts1,157
10Y AUM Change+$1.3B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees12
Clients per Employee41:1
10Y Employee Change+6 (+100.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.