Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Mitsubishi Ufj Trust and Banking Corporation
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
MITSUBISHI UFJ FINANCIAL GROUP, INC.Direct owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
75%+
MASATSUNE OKADADirect owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
< 5%
TETSUO KITAGAWADirect owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
< 5%
Junko ImuraDirect owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
< 5%
Yukinori ShimoguchiDirect owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
< 5%
Gen OkuyamaDirect owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
< 5%
Junya NaitoDirect owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
< 5%
Hiroyuki KansakuDirect owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
< 5%
MARI SAGIYADirect owner · Schedule AInterest in MITSUBISHI UFJ TRUST AND BANKING CORPORATION
< 5%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Mitsubishi Ufj Trust and Banking Corporation.
No indirect ownership information reported in the source’s Schedule B.
Reported ownership and control details
Form ADV · Filing date 2026-08-24 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | MITSUBISHI UFJ FINANCIAL GROUP, INC.STOCKHOLDERForeign entity | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | 75% or moreCode E | Yes | STOCKHOLDER10/2005 | Schedule APDF page 23 |
| 2 | IWAO NAGASHIMACHAIRMANIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | CHAIRMAN04/2025 | Schedule APDF page 23 |
| 3 | MASATSUNE OKADAFULL-TIME AUDIT AND SUPERVISORY COMMITTEE MEMBERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | FULL-TIME AUDIT AND SUPERVISORY COMMITTEE MEMBER04/2023 | Schedule APDF page 23 |
| 4 | TETSUO KITAGAWAOUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | OUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBER06/2019 | Schedule APDF page 23 |
| 5 | Junko ImuraOUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | OUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBER06/2020 | Schedule APDF page 23 |
| 6 | Takafumi IharaDIRECTOR, DEPUTY PRESIDENT AND EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | DIRECTOR, DEPUTY PRESIDENT AND EXECUTIVE OFFICER04/2025 | Schedule APDF page 23 |
| 7 | Yukinori ShimoguchiFULL-TIME AUDIT AND SUPERVISORY COMMITTEE MEMBERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | FULL-TIME AUDIT AND SUPERVISORY COMMITTEE MEMBER04/2026 | Schedule APDF page 23 |
| 8 | Hiroshi KubotaPRESIDENT AND CEOIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | PRESIDENT AND CEO04/2025 | Schedule APDF page 23 |
| 9 | Kenichi GodaSENIOR MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | SENIOR MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 23 |
| 10 | Gen OkuyamaFULL-TIME AUDIT SUPERVISORY COMMITTEE MEMBERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | FULL-TIME AUDIT SUPERVISORY COMMITTEE MEMBER04/2026 | Schedule APDF page 23 |
| 11 | Junya NaitoOUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | OUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBER06/2022 | Schedule APDF page 23 |
| 12 | Koichi OtsukaSENIOR MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | SENIOR MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 13 | Shogo TanakaSENIOR MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | SENIOR MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 14 | Yasufumi KobayashiMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2024 | Schedule APDF page 24 |
| 15 | Masahiro KuniyukiDIRECTOR AND MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | DIRECTOR AND MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 16 | Kazuya DanSENIOR MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | SENIOR MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 17 | Hiroyuki KansakuOUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | OUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBER06/2024 | Schedule APDF page 24 |
| 18 | Hirosuke KimotoDIRECTOR AND MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | DIRECTOR AND MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 19 | Katsuya IshidaDIRECTOR AND MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | DIRECTOR AND MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 20 | Hiroyuki ShiroishiMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 21 | Satoshi SomeyaMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 22 | Masayuki MoriMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 23 | Toshihiro TanakaDIRECTOR AND MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | DIRECTOR AND MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 24 | Taku ShimizuMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 25 | Ken MikiMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 26 | Koji IshikawaMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2025 | Schedule APDF page 24 |
| 27 | MARI SAGIYAOUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | OUTSIDE AUDIT AND SUPERVISORY COMMITTEE MEMBER06/2025 | Schedule APDF page 24 |
| 28 | Masayuki SuzukiUS ASSET MANAGEMENT CHIEF COMPLIANCE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | US ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER04/2026 | Schedule APDF page 24 |
| 29 | Kenji TakayanagiDIRECTOR AND MANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | DIRECTOR AND MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 30 | Shinichi TakasakaMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 31 | Kota GotoMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 32 | Yoshiki UenoMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 33 | Makoto TakedaMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 34 | Terukazu SanukiMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 35 | Masakazu TakiMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 36 | Jun KawakuboMANAGING EXECUTIVE OFFICERIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | MANAGING EXECUTIVE OFFICER04/2026 | Schedule APDF page 24 |
| 37 | Yoshiaki UenoDIRECTORIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | DIRECTOR04/2026 | Schedule APDF page 24 |
| 38 | Taro FujieOUTSIDE DIRECTORIndividual | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Less than 5%Code NA | Yes | OUTSIDE DIRECTOR06/2026 | Schedule APDF page 24 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 8/24/2026 12:42:59 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.