Carlson Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Topeka, KS. Its latest Form ADV filing, dated March 31, 2026, reports $632M in regulatory assets under management, 29 employees, 4 offices, and 1,097 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Other fee arrangements
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 84.2% of total clients.
Top client categories% of clientsClients
1
Individuals
84.2%
924
2
HNWI
15.8%
173
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$632Mas of March 31, 2026
Discretionary100.0%
$632M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$632M
Total Accounts1,097
10Y AUM Change+$632M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees29
Clients per Employee38:1
10Y Employee Change+16 (+123.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.