HUNT VALLEY, MDCRD 294000Latest ADV March 20, 2026
Bay Harbor Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Hunt Valley, MD. Its latest Form ADV filing, dated March 20, 2026, reports $412M in regulatory assets under management, 6 employees, and 1,375 accounts.
Assets Under Management
$412M
Employees
6
Offices
--
Total Clients
399
Primary office
HUNT VALLEY, MD
201 INTERNATIONAL CIRCLE, SUITE 520, HUNT VALLEY, MD, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 66.7% of total clients.
Top client categories% of clientsClients
1
Individuals
66.7%
266
2
HNWI
32.6%
130
3
Corporations
0.8%
3
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$412Mas of March 20, 2026
Discretionary100.0%
$412M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$412M
Total Accounts1,375
10Y AUM Change+$412M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee67:1
10Y Employee Change+2 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.