Broadway Wealth Solutions is an SEC registered investment adviser organized as a corporation with a primary office location in San Antonio, TX. Its latest Form ADV filing, dated March 5, 2026, reports $308M in regulatory assets under management, 11 employees, 25 offices, and 1,254 accounts.
Assets Under Management
$308M
Employees
11
Offices
25 offices
Total Clients
906
Primary office
SAN ANTONIO, TX
1177 N.E. LOOP 410, 5TH FLOOR, SAN ANTONIO, TX, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 79.8% of total clients.
Top client categories% of clientsClients
1
Individuals
79.8%
723
2
HNWI
16.8%
152
3
Corporations
2.9%
26
4
Charitable
0.4%
4
5
Pension Plans
0.1%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$308Mas of March 5, 2026
Discretionary88.9%
$274M
89% of total RAUM88.9%
Non-discretionary11.1%
$34M
11% of total RAUM11.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$308M
Total Accounts1,254
10Y AUM Change+$200M (+184.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees11
Clients per Employee82:1
10Y Employee Change+1 (+10.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.