Firm profile

B.A. ROBERTS FINANCIAL SERVICES, INC.

MARQUETTE, MICRD 289856Latest ADV March 25, 2026

B.A. Roberts Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Marquette, MI.

Assets Under Management
$374M
Employees
8
Offices
--
Total Clients
1,344
Primary office
MARQUETTE, MI
989 WEST WASHINGTON STREET, SUITE 101, MARQUETTE, MI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOBruce A. Roberts

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 90.0% of total clients.
Top client categories% of clientsClients
1
Individuals
90.0%
1,210
2
HNWI
10.0%
134
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$374Mas of March 25, 2026
Discretionary92.6%
$346M
93% of total RAUM92.6%
Non-discretionary7.4%
$28M
7% of total RAUM7.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$374M
Total Accounts1,583
10Y AUM Change+$374M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee168:1
10Y Employee Change-3 (-27.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.