WEST SENECA, NYCRD 289764Latest ADV February 2, 2026
Sgroi Wealth Advisory Group LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in West Seneca, NY. Its latest Form ADV filing, dated February 2, 2026, reports $1.4B in regulatory assets under management, 27 employees, 1 office, and 7,676 accounts.
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 97.4% of total clients.
Top client categories% of clientsClients
1
Individuals
97.4%
7,478
2
HNWI
2.2%
169
3
Pension Plans
0.3%
23
4
Charitable
0.1%
6
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.4Bas of February 2, 2026
Discretionary100.0%
$1.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.4B
Total Accounts7,676
10Y AUM Change+$1.4B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees27
Clients per Employee284:1
10Y Employee Change+9 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.