Valley Wealth Strategies, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lodi, CA. Its latest Form ADV filing, dated February 27, 2026, reports $1.4B in regulatory assets under management, 59 employees, 21 offices, and 6,774 accounts.
Assets Under Management
$1.4B
Employees
59
Offices
21 offices
Total Clients
4,055
Primary office
LODI, CA
404 W. PINE STREET, SUITE 6, LODI, CA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 91.0% of total clients.
Top client categories% of clientsClients
1
Individuals
91.0%
3,689
2
HNWI
6.8%
277
3
Pension Plans
1.7%
68
4
Charitable
0.4%
16
5
Corporations
0.1%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.4Bas of February 27, 2026
Discretionary31.0%
$448M
31% of total RAUM31.0%
Non-discretionary69.0%
$999M
69% of total RAUM69.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.4B
Total Accounts6,774
10Y AUM Change+$1.3B (+655.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees59
Clients per Employee69:1
10Y Employee Change+26 (+78.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.